Octagon Wealth Management

CONNECT

Address:

1650 W. 82nd Street, Suite 850
Minneapolis, MN 55431

Phone:

952-885-2700

SERIES 63 - UNIFORM SECURITIES AGENT STATE LAW EXAM

To obtain the Series 63 an initial qualifying exam administered by the Financial Industry Regulatory Authority (“FINRA”) must be passed. Continuing Education requirement include attending an Annual Compliance Meeting and Firm Element Training. Also required to be taken is a computer based program within 120 days of the second anniversary of obtaining the registration and every three years thereafter.

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck