Terri M. Bloom

Executive Director - Client Services & Compliance Manager

Terri began her career in the banking and financial services industry in 1993 at Pullman Bank & Trust in Chicago as an Assistant Vice President and Trust Compliance Officer.

 

In 2000, she and her husband relocated to Minnesota and she joined Dave’s team the following year. As the Executive Director - Client Services, she is responsible for the administration and operations of client accounts and ensuring that all clients receive the highest level of service. As the Compliance Manager, she acts as the liaison between the broker/dealer company and the external auditors to ensure the team is in compliance with industry standards and best practices.

 

She has a diversified background in investments, trusts, estates, compliance, management and supervision.

 

Terri and her husband Gary live in Eden Prairie. They have three grown daughters and four grandchildren.

 

Phone 952-885-2729